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# Encyclopedia

AES
General
Designers Vincent Rijmen, Joan Daemen
First published 1998
Derived from Square
Successors Anubis, Grand Cru
Certification AES winner, CRYPTREC, NESSIE, NSA
Cipher detail
Key sizes 128, 192 or 256 bits[1]
Block sizes 128 bits[2]
Structure Substitution-permutation network
Rounds 10, 12 or 14 (depending on key size)
Best public cryptanalysis
A related-key attack can break 256-bit AES with a complexity of 2119, which is faster than brute force but is still infeasible. 192-bit AES can also be defeated in a similar manner, but at a complexity of 2176. 128-bit AES is not affected by this attack. A chosen-plaintext attack can break 8 rounds of 192- and 256-bit AES, and 7 rounds of 128-bit AES, although the workload is impractical at 2128 - 2119. (Ferguson et al., 2000).

In cryptography, the Advanced Encryption Standard (AES) is an encryption standard adopted by the U.S. government. The standard comprises three block ciphers, AES-128, AES-192 and AES-256, adopted from a larger collection originally published as Rijndael. Each AES cipher has a 128-bit block size, with key sizes of 128, 192 and 256 bits, respectively. The AES ciphers have been analyzed extensively and are now used worldwide, as was the case with its predecessor,[3] the Data Encryption Standard (DES).

AES was announced by National Institute of Standards and Technology (NIST) as U.S. FIPS PUB 197 (FIPS 197) on November 26, 2001 after a 5-year standardization process in which fifteen competing designs were presented and evaluated before Rijndael was selected as the most suitable (see Advanced Encryption Standard process for more details). It became effective as a standard May 26, 2002. As of 2009, AES is one of the most popular algorithms used in symmetric key cryptography.[citation needed] It is available in many different encryption packages. AES is the first publicly accessible and open cipher approved by the NSA for top secret information (see Security of AES, below).

The Rijndael cipher was developed by two Belgian cryptographers, Joan Daemen and Vincent Rijmen, and submitted by them to the AES selection process. Rijndael is a portmanteau of the names of the two inventors and is pronounced [rɛindaːl].[4]

## Description of the cipher

AES is based on a design principle known as a Substitution permutation network. It is fast in both software and hardware,[5] is relatively easy to implement, and requires little memory.[citation needed] Unlike its predecessor DES, AES does not use a Feistel network.

AES has a fixed block size of 128 bits and a key size of 128, 192, or 256 bits, whereas Rijndael can be specified with block and key sizes in any multiple of 32 bits, with a minimum of 128 bits and a maximum of 256 bits.

Assuming one byte equals 8 bits, the fixed block size of 128 bits is 128 ÷ 8 = 16 bytes. AES operates on a 4×4 array of bytes, termed the state (versions of Rijndael with a larger block size have additional columns in the state). Most AES calculations are done in a special finite field.

The AES cipher is specified as a number of repetitions of transformation rounds that convert the input plain-text into the final output of cipher-text. Each round consists of several processing steps, including one that depends on the encryption key. A set of reverse rounds are applied to transform cipher-text back into the original plain-text using the same encryption key.

### High-level description of the algorithm

• Rounds
1. SubBytes—a non-linear substitution step where each byte is replaced with another according to a lookup table.
2. ShiftRows—a transposition step where each row of the state is shifted cyclically a certain number of steps.
3. MixColumns—a mixing operation which operates on the columns of the state, combining the four bytes in each column
4. AddRoundKey—each byte of the state is combined with the round key; each round key is derived from the cipher key using a key schedule.
• Final Round (no MixColumns)
1. SubBytes
2. ShiftRows

### The SubBytes step

In the SubBytes step, each byte in the array is updated using an 8-bit substitution box, the Rijndael S-box. This operation provides the non-linearity in the cipher. The S-box used is derived from the multiplicative inverse over GF(28), known to have good non-linearity properties. To avoid attacks based on simple algebraic properties, the S-box is constructed by combining the inverse function with an invertible affine transformation. The S-box is also chosen to avoid any fixed points (and so is a derangement), and also any opposite fixed points.

### The ShiftRows step

The ShiftRows step operates on the rows of the state; it cyclically shifts the bytes in each row by a certain offset. For AES, the first row is left unchanged. Each byte of the second row is shifted one to the left. Similarly, the third and fourth rows are shifted by offsets of two and three respectively. For the block of size 128 bits and 192 bits the shifting pattern is the same. In this way, each column of the output state of the ShiftRows step is composed of bytes from each column of the input state. (Rijndael variants with a larger block size have slightly different offsets). In the case of the 256-bit block, the first row is unchanged and the shifting for second, third and fourth row is 1 byte, 3 bytes and 4 bytes respectively - this change only applies for the Rijndael cipher when used with a 256-bit block, AES doesn't use 256-bit blocks.

### The MixColumns step

In the MixColumns step, the four bytes of each column of the state are combined using an invertible linear transformation. The MixColumns function takes four bytes as input and outputs four bytes, where each input byte affects all four output bytes. Together with ShiftRows, MixColumns provides diffusion in the cipher. Each column is treated as a polynomial over GF(28) and is then multiplied modulo $x^4+1$ with a fixed polynomial $c\left(x\right) = 3x^3 + x^2 + x + 2$. The MixColumns step can also be viewed as a multiplication by a particular MDS matrix in Finite field. This process is described further in the article Rijndael mix columns.

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In the AddRoundKey step, the subkey is combined with the state. For each round, a subkey is derived from the main key using Rijndael's key schedule; each subkey is the same size as the state. The subkey is added by combining each byte of the state with the corresponding byte of the subkey using bitwise XOR.

### Optimization of the cipher

On systems with 32-bit or larger words, it is possible to speed up execution of this cipher by combining SubBytes and ShiftRows with MixColumns, and transforming them into a sequence of table lookups. This requires four 256-entry 32-bit tables, which utilizes a total of four kilobytes (4096 bytes) of memory—one kilobyte for each table. A round can now be done with 16 table lookups and 12 32-bit exclusive-or operations, followed by four 32-bit exclusive-or operations in the AddRoundKey step.[6]

If the resulting four kilobyte table size is too large for a given target platform, the table lookup operation can be performed with a single 256-entry 32-bit table by the use of circular rotates.

Using a byte-oriented approach it is possible to combine the SubBytes, ShiftRows, and MixColumns steps into a single round operation.

## Security

Until July 1, 2009, the only successful published attacks against the full AES were side-channel attacks on specific implementations. The National Security Agency (NSA) reviewed all the AES finalists, including Rijndael, and stated that all of them were secure enough for US Government non-classified data. In June 2003, the US Government announced that AES may be used to protect classified information:

The design and strength of all key lengths of the AES algorithm (i.e., 128, 192 and 256) are sufficient to protect classified information up to the SECRET level. TOP SECRET information will require use of either the 192 or 256 key lengths. The implementation of AES in products intended to protect national security systems and/or information must be reviewed and certified by NSA prior to their acquisition and use."[7]

AES has 10 rounds for 128-bit keys, 12 rounds for 192-bit keys, and 14 rounds for 256-bit keys. By 2006, the best known attacks were on 7 rounds for 128-bit keys, 8 rounds for 192-bit keys, and 9 rounds for 256-bit keys.[8]

For cryptographers, a cryptographic "break" is anything faster than an exhaustive search. Thus, an XSL attack against a 128-bit-key AES requiring 2100 operations (compared to 2128 possible keys) would be considered a break. The largest successful publicly-known brute force attack has been against a 64-bit RC5 key by distributed.net.

Unlike most other block ciphers, AES has a very neat algebraic description.[9] In 2002, a theoretical attack, termed the "XSL attack", was announced by Nicolas Courtois and Josef Pieprzyk, purporting to show a weakness in the AES algorithm due to its simple description.[10] Since then, other papers have shown that the attack as originally presented is unworkable; see XSL attack on block ciphers.

During the AES process, developers of competing algorithms wrote of Rijndael, "...we are concerned about [its] use...in security-critical applications."[11] However, at the end of the AES process, Bruce Schneier, a developer of the competing algorithm Twofish, wrote that while he thought successful academic attacks on Rijndael would be developed someday, "I do not believe that anyone will ever discover an attack that will allow someone to read Rijndael traffic."[12]

On July 1, 2009, Bruce Schneier blogged about a related-key attack on the 192-bit and 256-bit versions of AES discovered by Alex Biryukov and Dmitry Khovratovich; the related key attack on the 256-bit version of AES exploits AES' somewhat simple key schedule and has a complexity of 2119. This is a follow-up to an attack discovered earlier in 2009 by Alex Biryukov, Dmitry Khovratovich, and Ivica Nikolic, with a complexity of 296 for one out of every 235 keys.

### Side-channel attacks

Side-channel attacks do not attack the underlying cipher and so have nothing to do with its security as described here, but attack implementations of the cipher on systems which inadvertently leak data. There are several such known attacks on certain implementations of AES.

In April 2005, D.J. Bernstein announced a cache-timing attack that he used to break a custom server that used OpenSSL's AES encryption.[13] The custom server was designed to give out as much timing information as possible (the server reports back the number of machine cycles taken by the encryption operation), and the attack required over 200 million chosen plaintexts. Bruce Schneier called the research a "nice timing attack."[14]

In October 2005, Dag Arne Osvik, Adi Shamir and Eran Tromer presented a paper demonstrating several cache-timing attacks against AES.[15] One attack was able to obtain an entire AES key after only 800 operations triggering encryptions, in a total of 65 milliseconds. This attack requires the attacker to be able to run programs on the same system that is performing AES.

Tadayoshi Kohno wrote a paper entitled "Attacking and Repairing the WinZip Encryption Scheme"[16] showing possible attacks against the WinZip implementation (the zip archive's metadata isn't encrypted).

## FIPS validation

The Cryptographic Module Validation Program (CMVP) is operated jointly by the United States Government's National Institute of Standards and Technology (NIST) Computer Security Division and the Communications Security Establishment (CSE) of the Government of Canada. The use of validated cryptographic modules is required by the United States Government for all unclassified uses of cryptography. The Government of Canada also recommends the use of FIPS 140 validated cryptographic modules in unclassified applications of its departments.

Although NIST publication 197 ("FIPS 197") is the unique document that covers the AES algorithm, vendors typically approach the CMVP under FIPS 140 and ask to have several algorithms (such as Triple DES or SHA1) validated at the same time. Therefore, it is rare to find cryptographic modules that are uniquely FIPS 197 validated and NIST itself does not generally take the time to list FIPS 197 validated modules separately on its public web site. Instead, FIPS 197 validation is typically just listed as an "FIPS approved: AES" notation (with a specific FIPS 197 certificate number) in the current list of FIPS 140 validated cryptographic modules.

FIPS validation is challenging to achieve both technically and fiscally. There is a standardized battery of tests as well as an element of source code review that must be passed over a period of several days. The cost to perform these tests through an approved laboratory can be significant (e.g., well over \$10,000 US) and does not include the time it takes to write, test, document and prepare a module for validation. After validation, modules must be resubmitted and reevaluated if they are changed in any way.

## Test vectors

Test vectors are a set of known ciphers for a given input and key. For example, for the 128-bit key "00010203050607080A0B0C0D0F101112" (16 bytes represented as two hexadecimal characters per byte), and an input "506812A45F08C889B97F5980038B8359" the AES-128 cipher output should be "D8F532538289EF7D06B506A4FD5BE9C9". Following are some more test vectors:

Assume that all tests use this input "4EC137A426DABF8AA0BEB8BC0C2B89D6"

• AES-128 key "95A8EE8E89979B9EFDCBC6EB9797528D"

Ciphered output "D9B65D1232BA0199CDBD487B2A1FD646", deciphered output "9570C34363565B393503A001C0E23B65"

• AES-192 key "95A8EE8E89979B9EFDCBC6EB9797528D432DC26061553818"

Ciphered output "B18BB3E7E10732BE1358443A504DBB49", deciphered output "29DFD75B85CEE4DE6E26A808CDC2C9C3"

• AES-256 key "95A8EE8E89979B9EFDCBC6EB9797528D432DC26061553818EA635EC5D5A7727E"

Ciphered output "2F9CFDDBFFCDE6B9F37EF8E40D512CF4", deciphered output "110A3545CE49B84BBB7B35236108FA6E"

## Implementations

### Libraries

Rijndael is free for any use public or private, commercial or non-commercial. The authors of Rijndael used to provide a homepage[17] for the algorithm. Care should be taken when implementing AES in software. Like most encryption algorithms, Rijndael was designed on big-endian systems. For this reason, little-endian systems return correct test vector results only through swapping bytes of the input and output words.

The algorithm operates on plaintext blocks of 16 bytes. Encryption of shorter blocks is possible only by padding the source bytes, usually with null bytes. This can be accomplished via several methods, the simplest of which assumes that the final byte of the cipher identifies the number of Null bytes of padding added.

Careful choice must be made in selecting the mode of operation of the cipher. The simplest mode encrypts and decrypts each 128-bit block separately. In this mode, called "electronic code book (ECB)", blocks that are identical will be encrypted identically. This will make some of the plaintext structure visible in the ciphertext. Selecting other modes, such as empressing a sequential counter over the block prior to encryption (CTR mode) and removing it after decryption avoids this problem.

#### VB Source-Code

• AES CryptText A VB5/6 Source-Code (cls) implementation of the AES-Rijndael Block Cipher.

### Applications

#### Miscellaneous

• GPG, GPL-licensed, includes AES, AES-192, and AES-256 as options.
• IPsec
• IronKey Uses AES Encryption
• OpenSSL includes AES cipher support as of version 0.9.7 (released in 2002) and is dual-licensed under the terms of the OpenSSL License and the original SSLeay license. FIPS validated via IBM
• Pidgin (software), has a plugin that allows for AES Encryption
• XFire uses AES-128, AES-192 and AES 256 to encrypt usernames and passwords
• YaSSL includes AES cipher support YaSSL HomePage

## Notes

1. ^ Key sizes of 128, 160, 192, 224, and 256 bits are supported by the Rijndael algorithm, but only the 128, 192, and 256-bit key sizes are specified in the AES standard.
2. ^ Block sizes of 128, 160, 192, 224, and 256 bits are supported by the Rijndael algorithm, but only the 128-bit block size is specified in the AES standard.
3. ^ "NIST reports measurable success of Advanced Encryption Standard".
4. ^ "'Rijndael' pronunciation".
5. ^ Bruce Schneier, John Kelsey, Doug Whiting, David Wagner, Chris Hall, Niels Ferguson, Tadayoshi Kohno, Mike Stay (May 2000). "The Twofish Team’s Final Comments on AES Selection".
6. ^ "Efficient software implementation of AES on 32-bit platforms". Lecture Notes in Computer Science: 2523. 2003
7. ^ Lynn Hathaway (June 2003). "National Policy on the Use of the Advanced Encryption Standard (AES) to Protect National Security Systems and National Security Information" (PDF). Retrieved on 2008-11-02.
8. ^ John Kelsey, Stefan Lucks, Bruce Schneier, Mike Stay, David Wagner, and Doug Whiting, Improved Cryptanalysis of Rijndael, Fast Software Encryption, 2000 pp213–230 [1]
9. ^ "Sean Murphy". University of London. Retrieved on 2008-11-02.
10. ^ Bruce Schneier. "AES News, Crypto-Gram Newsletter, September 15, 2002". Retrieved on 2007-07-27.
11. ^ Niels Ferguson, Richard Schroeppel, Doug Whiting (2001). "A simple algebraic representation of Rijndael" (PDF/PostScript). Proceedings of Selected Areas in Cryptography, 2001, Lecture Notes in Computer Science: pp. 103–111, Springer-Verlag. Retrieved on 2006-10-06.
12. ^ Bruce Schneier, AES Announced, October 15, 2000
13. ^ "Index of formal scientific papers". Cr.yp.to. Retrieved on 2008-11-02.
14. ^ Bruce Schneier. "AES Timing Attack". Retrieved on 2007-03-17.
15. ^ Dag Arne Osvik1 (2005-11-20) (PDF). Cache Attacks and Countermeasures: the Case of AES. Retrieved on 2008-11-02.
16. ^ Tadayoshi Kohno (PDF). Attacking and Repairing the WinZip Encryption Scheme. Retrieved on 2008-11-02.
17. ^ Original homepage and archived copy

## References

• Nicolas Courtois, Josef Pieprzyk, "Cryptanalysis of Block Ciphers with Overdefined Systems of Equations". pp267–287, ASIACRYPT 2002.
• Joan Daemen and Vincent Rijmen, "The Design of Rijndael: AES - The Advanced Encryption Standard." Springer-Verlag, 2002. ISBN 3-540-42580-2.

# Simple English

In cryptography, the Advanced Encryption Standard (AES), which is also known as Rijndael, is a block cipher algorithm used as an encryption standard by the U.S. government. It has been looked at a lot and is now used all over the world, as was the case with its predecessor, the Data Encryption Standard (DES).[1] AES was announced by National Institute of Standards and Technology (NIST) as U.S. FIPS PUB 197 (FIPS 197) on November 26, 2001 after a 5-year standardization process in which fifteen competing designs were presented and evaluated before Rijndael was selected as the most suitable. It became effective as a standard May 26, 2002. As of 2008, AES is one of the most popular algorithms used in symmetric key cryptography. It is available by choice in many different encryption packages. This marks the first time that the public has had access to a cipher algorithm approved by NSA for top secret information.

This cipher algorithm was developed by two Belgian cryptographers, Joan Daemen and Vincent Rijmen, and submitted to the AES selection process under the name "Rijndael", a portmanteau of the names of the inventors. (Rijndael is pronounced [rɛindaːl]).[2]

Strictly speaking, AES is not precisely Rijndael (although in practice they are used interchangeably), following are the main differences:

• Rijndael supports a larger range of block sizes and key sizes and can use any combination of key and block sizes in any multiple of 32 bits, with a minimum of 128 bits and a maximum of 256 bits.
• AES has a fixed block sizes of 128 bits and three values of key size 128, 192, or 256 bits.
"The design and strength of all key lengths of the AES algorithm (i.e., 128, 192 and 256) are sufficient to protect classified information up to the SECRET level. TOP SECRET information will require use of either the 192 or 256 key lengths. The implementation of AES in products intended to protect national security systems and/or information must be reviewed and certified by NSA prior to their acquisition and use."[3]

Many AES public products use 128-bit secret keys by default; it is possible that the NSA may assume that 128-bit secret keys are weak and they may prefer longer keys for top secret documents.

Unlike DES (the predecessor of AES), AES is a substitution-permutation network, not a Feistel network. AES is fast in both software and hardware, is relatively easy to implement, and requires little memory. As a new encryption standard, it is currently being deployed on a large scale on various platforms.