Brian S. Hamburger is an American attorney, entrepreneur, and author <ref>http://thehamburger.wordpress.com/</ref> who is the founder and managing director of MarketCounsel, a business and regulatory compliance consulting firm as wel as the founder and managing member of the Hamburger Law Firm, both in Englewood, New Jersey<ref>http://www.marketcounsel.com/about-bios-BSH.html</ref>.

Biography

A graduate of Quinnipiac College, Mr. Hamburger received his undergraduate degree with the school's first dual major in Economics and Financial Management. He went on to earn his Juris Doctor from the University of Miami School of Law where he was the recipient of a Dean’s Service Scholarship and the President's Pinnacle Award for his role as Editor-in-Chief of the Res Ipsa Loquitur, the Bi-Weekly Journal of the University of Miami School of Law. Brian was among the first to earn the designation of Certified Regulatory and Compliance Professional (CRCP) by the Wharton School and the FINRA Institute after completing his residency at the Wharton School of the University of Pennsylvania. He was also awarded the Accredited Investment Fiduciary Analyst™ (AIFA®) designation by the Center for Fiduciary Studies. AIFA designees have the knowledge necessary to understand and implement a prudent investment process for investment advisers, investment managers, and investment stewards and can perform a fiduciary assessment to verify or certify an entity's conformity to a "global fiduciary standard of excellence."

Previously, Mr. Hamburger was an attorney with the securities practice group of a large New Jersey law firm <ref>http://images.law.miami.edu/pdf/barrister/0599barr.pdf</ref>. While there, he practiced in the area of securities law, concentrating in investment adviser and broker-dealer registration and compliance matters as well as broker transition and practice management issues. Prior to that post, Brian served as a law clerk in the Enforcement Division of the U.S. Securities & Exchange Commission. He was also a judicial intern at the U.S. District Court for the Southern District of Florida and then, the State of Florida Third District Court of Appeal. Earlier, Brian was the chief compliance officer of an SEC-registered investment adviser. In addition to his father's lifelong influence, Brian’s involvement in the securities industry started before he could even drive. Since then, he has been involved in a myriad of areas within the industry, posting a rich diversity of experiences with investment adviser and financial planning firms. <ref>http://hamburgerlaw.com/attorneys/BSH.htm</ref>

Professional Practice

Mr. Hamburger is admitted to the bars of New Jersey, New York, Pennsylvania, Massachusetts, the District of Columbia, as well as the U.S. Supreme Court. He is a member of the American Bar Association (Business Law Section) and other bar associations; the Securities Industry and Financial Markets Association, Compliance & Legal Division; National Society of Compliance Professionals; Financial Planning Association; and Society of Financial Service Professionals. He has also heeded the call of the Certified Financial Planner Board of Standards to sit on various task forces to shape industry-wide initiatives.
Brian is a frequent lecturer <ref>http://ria.fidelity.com/ria_newria_makingmove_audio.html</ref> to regional and national groups in the securities industry including members of the wealth management, investment management, financial planning, accounting, and insurance professions <ref>https://media.cpa2biz.com/Publication/Conference Materials/07_PFP_Brochure_FINAL_R1.pdf</ref>. His forums have ranged from delivering the keynote address to the country's state securities regulators to addressing school-age children on career and entrepreneurial issues. For the past several years, he has been engaged by the North American Securities Administrators Association (NASAA) to train state securities examiners on the intricacies of Form ADV and investment adviser client contracts. Mr. Hamburger proudly sits on several boards of directors and advisory boards. He maintains his FINRA securities licenses (Series 7, 63 and 65), is a member of the FINRA Dispute Resolution Board of Arbitrators and has served as an arbitrator for the New York Stock Exchange.

Personal Pursuits

Brian is an active member of the U.S. Coast Guard Auxiliary. He lives with his wife, Kari, their daughter, Ella, and sons, Jacob and Sidney, in northern New Jersey.

References

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