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Metafiction is a type of fiction that
self-consciously addresses the devices of fiction, exposing the
fictional illusion. It is the literary term describing fictional
writing that self-consciously and systematically draws attention to
its status as an artifact in posing questions about the
relationship between fiction and reality, usually, irony and
self-reflection. It can be compared to presentational theatre,
which does not let the audience forget it is viewing a play;
metafiction does not let the reader forget he or she is reading a
fictional work.
Metafiction is primarily associated with Modernist and
Postmodernist literature, but is found at least as early as the 9th
century One Thousand and One
Nights and Chaucer's 14th century Canterbury Tales. Cervantes' Don Quixote is a
metafictional novel. In the 1950s, several French novelists
published works whose styles were collectively dubbed "nouveau roman".
These "new novels" were characterized by their bending of genre and style and often included
elements of metafiction. It became prominent in the 1960s, with
authors and works such as John Barth's Lost in
the Funhouse, Robert Coover's The Babysitter
and The Magic Poker, Kurt Vonnegut's Slaughterhouse Five, Thomas Pynchon's
The Crying of Lot 49 and William H.
Gass's Willie Master's Lonesome Wife. William H. Gass
coined the term “metafiction” in an 1970 essay entitled “Philosophy
and the Form of Fiction”. Unlike the antinovel, or anti-fiction, metafiction is
specifically fiction about fiction, i.e. fiction which
self-consciously reflects upon itself[1]
Various devices of
metafiction
Some common metafictive devices in novels include:
- A novel about a writer creating a story (e.g. Misery ,
Secret Window, Secret
Garden, At Swim-Two-Birds, Atonement, The Counterfeiters,
The World According to
Garp, Barton Fink, Adaptation., and A Portrait of the
Artist as a Young Man).
- A novel about a reader reading a novel (e.g. The
Neverending Story, If On
a Winter's Night a Traveler, The Historian)
- A novel which features itself as its own prop or McGuffin
(e.g. The Adventures of the Imagination of Periphery
Stowe, The Hitchhiker's Guide
to the Galaxy, The Jamais Vu Papers)
- A novel or other work of fiction within the novel (e.g. The Laughing Man,
The Crying of Lot 49, Sophie's
World, Pale
Fire, The Princess Bride, The Island of the Day
Before, Steppenwolf, The Amazing Adventures of Kavalier and
Clay).
- A story addressing the specific conventions of story, such as
title, character conventions, paragraphing or plots. (e.g. Lost in
the Funhouse and On with the Story by John Barth, Drawers
& Booths by Ara 13, The Last Unicorn by Peter S. Beagle
or Into the
Woods.)
- A novel where the narrator intentionally exposes him or herself
as the author of the story (e.g. The Brief Wondrous
Life of Oscar Wao, Mister B. Gone, The Unbearable Lightness
of Being, BFG).
- A novel in which the book itself seeks interaction with the
reader (e.g., Willie Masters' Lonely Wife by William H. Gass
or House of
Leaves by Mark Z. Danielewski).
- A non-linear novel, which can be read in any
order other than from beginning to end (e.g. The
Unfortunates by B. S. Johnson, Rayuela by Julio
Cortázar, Naked
Lunch by William S. Burroughs, Voice of
the Fire by Alan Moore, Finnegans Wake by James Joyce, Dhalgren by Samuel R.
Delany).
- Narrative footnotes, which continue the story while
commenting on it (e.g. Pale Fire, House of
Leaves, Infinite Jest by David
Foster Wallace, Jonathan Strange & Mr
Norrell by Susanna Clarke, From Hell by Alan Moore, Cable &
Deadpool by Fabian Nicieza, An Abundance of
Katherines by John Green, An Early History of
Ambergris by Jeff VanderMeer, and the Discworld novels by Terry
Pratchett).
- A novel wherein the author (not merely the narrator) is a
character (e.g. Valis
and Radio Free Albemuth by Phillip
K. Dick, The Razor's Edge, The Dark
Tower, A Series of Unfortunate
Events, Life
of Pi, Everything Is
Illuminated, The People of Paper, Breakfast of Champions,
Slaughterhouse Five , Money, Time and Again, The Dark Tower VI:
Song of Susannah, Lanark: A Life in Four Books,
JPod, The
Monkey Wrench Gang, Osama Van Halen by Michael Muhammad Knight, City of Glass by Paul Auster and Even
Cowgirls Get the Blues).
- A parallel novel which has the same setting
and time period as a previous work, and many of the same
characters, but is told from a different perspective (e.g. The
Alexandria Quartet by Lawrence Durrell, Wicked by Gregory Maguire, The Wind Done
Gone by Alice Randall, Wide Sargasso
Sea by Jean
Rhys,Till We Have Faces by C. S. Lewis, Rosencrantz and
Guildenstern Are Dead by Tom Stoppard, Grendel by
John Gardner, Foe by J.M.
Coetzee, Ender's Shadow by Orson Scott
Card, Only Revolutions by Mark Z.
Danielewski).
- Magic
realism (e.g. works by Salman Rushdie, John Irving, D. M. Thomas)
The play "The King in Yellow"'s existence as a
work of fiction is referred to in the real-world short story
collection named The King in Yellow.
Metafictive devices in other media include Al Capp's Fearless Fosdick in Li'l Abner, the Tales of
the Black Freighter in Watchmen, or the Itchy and Scratchy Show within The Simpsons, and the
computer game Myst in
which the player represents a person who has found a book named
Myst and been transported inside it.
The theme of metafiction may be central to the work, as in
The
Life and Opinions of Tristram Shandy, Gentleman (1759) or
as in Herman Melville's The Confidence
Man, Chapter XIV, in which the narrator talks about the
literary devices used in the other chapters. But as a literary
device, metafiction has become a frequent feature of postmodernist
literature. Examples such as If On
a Winter's Night a Traveler by Italo Calvino, "a novel about a person
reading a novel" is an exercise in metafiction. Contemporary author
Paul Auster has made
metafiction the central focus of his writing and is probably the
best known active novelist specialising in the genre. Often
metafiction figures for only a moment in a story, as when "Roger"
makes a brief appearance in Roger Zelazny's The
Chronicles of Amber.
It can be used in multiple ways within one work. For example,
novelist Tim O'Brien, a Vietnam War
veteran, writes in his short story collection The
Things They Carried about a character named "Tim O'Brien"
and his war experiences in Vietnam. Tim O'Brien, as the narrator,
comments on the fictionality of some of the war stories, commenting
on the "truth" behind the story, though all of it is characterized
as fiction. In the story chapter How to Tell a True War
Story, O'Brien comments on the difficulty of capturing the
truth while telling a war story.
One of the most sophisticated treatments of the concept of the
novel in a novel occurs in Muriel Spark's debut, The
Comforters. Spark imbues Caroline, her central character, with
voices in her head which constitutes the narration Spark has just
set down on the page. In the story Caroline is writing a critical
work on the form of the novel when she begins to hear a tapping
typewriter (accompanied by voices) through the wall of her house.
The voices dictate a novel to her, in which she believes herself to
be a character. The reader is thereby continually drawn to the
narrative structure, which in turn is the story, i.e. a
story about storytelling which itself disrupts the conventions of
storytelling. At no point does Spark as author enter the narrative
however, remaining omniscient throughout and adhering to the
conventions of third-person
narration.
According to Patricia Waugh "all fiction is . . .
implicitly metafictional," since all works of literature are
concerned with language and literature itself.[2] Some
elements of metafiction are similar to devices used in metafilm techniques.
Film and
television
- Charlie
Kaufman is a screenwriter who often uses this narrative
technique. In the film Adaptation., his character
Charlie Kaufman (Nicolas Cage) tortuously attempts to write
a screenplay adapted from the book The Orchid Thief, only to come to
understand that such an adaptation is impossible. Many plot devices
used throughout the film are uttered by Kaufman as he develops a
screenplay, and the screenplay, which eventually results in
Adaptation itself.
- Tristram Shandy: A Cock and Bull Story is a 2006 British comedy
directed by Michael Winterbottom. It is a
film-within-a-film based on a book-within-a-book, The
Life and Opinions of Tristram Shandy, Gentleman. It features
actors Steve
Coogan and Rob
Brydon playing themselves as egotistical actors during the
making in a screen adaptation of Laurence Sterne's 18th century novel
Tristram Shandy, which is a fictional account of the narrator's
attempt at writing an autobiography. Gillian Anderson and Keeley Hawes also
play themselves in addition to their Tristram Shandy roles.
- A film in which a character reads a fictional story (e.g.
The Princess Bride, Disney Channel's
Life is Ruff, Bedtime Stories).
- A film or television show in which a character begins humming,
whistling, or listening to (on a radio, etc), the show or film's theme song (e.g. the
final scene of "Homer's Triple Bypass", from
The
Simpsons; when Sam Carter hums the theme from Stargate SG-1
during the episode "Chimera";
the second Collector from Demon Knight; when Mr. Incredible
whistles theme music from The Incredibles; when all the
characters in the film Magnolia begin to sing the
background music - "Wise Up" by Aimee Mann; in Almost Famous, when one character begins
to sing the background music - "Tiny Dancer" by Elton John - and all of
the other characters around him immediately pick it up and sing
along as well; the moments when Sam Lowry of Brazil
hums/listens to/sings the film's self-titled theme song) or when
Daryl Van Horne whistles theme music from The Witches of
Eastwick).
- Directly referencing another work that internally references
the first work. (e.g. "Weird Al" Yankovic
appearing on The
Simpsons, when he himself sings songs that reference
The Simpsons).
- Characters who do things because those actions are what they
would expect from characters in a story. (e.g. Scream, Who
Framed Roger Rabbit, The Last Unicorn, "The Long
Goodbye").
- Characters who express awareness that they are in a work of
fiction (e.g. Stranger
Than Fiction, "The Great Good
Thing", Puckoon, Spaceballs, the Marvel Comics
character Deadpool, Illuminatus!,
Uso Justo, 1/0. "Bob and George").
- Characters in a film or a television series who mention and/or
refer to the actors or actresses that portray themselves (e.g.
Beatrice "Betty" Pengson from I Love Betty La Fea; Bea Alonzo, who played
the role of the protagonist, also played herself as a Ecomoda
model; coincidentally in the show, Betty wants to meet Bea Alonzo
in person, an act of self-reference.)
- A real pre-existing piece of fiction X, being used within a new
piece of fiction Y, to lend an air of authenticity to fiction Y,
e.g. A Nightmare on Elm
Street is discussed extensively in Wes Craven's New
Nightmare, while actors from the former star as
"themselves"; likewise are The 1001 Nights put to use within
If on a Winter's Night a
Traveler.
- A story where the author is not a character, but interacts with
the characters. (e.g. She-Hulk, Animal Man, Betty Boop, Daffy Duck in Duck Amuck, Breakfast of Champions,
Excel Saga
television shows).
- A story within which the very story itself (or a story based on
it) is a work of fiction (e.g. Stargate SG-1's "Wormhole
X-Treme!" or Supernatural's
Supernatural novels.)
See also
Bibliography
- Hutcheon,
Linda, Narcissistic Narrative. The Metafictional
Paradox, Routledge 1984, ISBN 0-415-06567-4
- Waugh, Patricia, Metafiction. The Theory and Practice of
Self-conscious Fiction, Routledge 1988, ISBN
0-415-03006-4
- Engler, Bernd. "Metafiction". The Literary Encyclopedia. 17
December 2004.accessed 23 April
2009.
Notes
- ^
Engler, Burnd, "Metafiction" The Literary
Encyclopedia, http://www.litencyc.com/php/stopics.php?rec=true&UID=715, retrieved
2009-04-23
- ^
Waugh, Patricia, Metafiction. The Theory and Practice of
Self-conscious Fiction, Routledge 1988,148